Financial Tales

Financial Tales

Carlos M. Sera is Principal and Co-Founder of Chicago Weatlh Management - A Registered Investment Advisory Firm. Visit http://www.chicagowm.com and http://ww.financialtales.com .
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8/26/2009

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Johns Hopkins, University of Rochester

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  • A Large Tale
    This tale is very short and has one purpose and one purpose only. It is to recommend that when you work with an advisor that you meet face to face with the advisor and preferably in your home.
  • An Action Tale
    One of the best investors I ever met was a former broker at Legg Mason. I estimate that he amassed a personal fortune in excess of 50 million dollars before he died.
  • A Rebalancing Tale
    I often get asked the question, "how should I invest within my company retirement plan." In specific, clients want to know how to invest in their company 401(k) or 403(b) plans.
  • A Thief's Tale
    This tale focuses on a common investment pitfall. I call it stealing. It was a normal scam since it appealed to the victim's common sense and trust.
  • A Tale of Teamwork
    An essential component of financial success is the need to assemble a team of trusted advisors. Other than practicing the discipline of saving money I think it's the most important component to financial success
  • A Risky Tale
    There's a company that once advertised in local magazines in Maryland what they called the 1% solution. Of course they don't do it any more since I suspect they are broke as are their clients.
  • A Tale of Destruction
    This is the forth Behavioral Tale I release in a row. From a behavioral perspective it illustrates that investors chase past performance to their detriment. They are most likely to invest the most money at the top of a bull market and
  • A Tale of Gender
    This tale is especially for my two daughters and those women that will find themselves single at some point in their lives.
  • A Two Timing Tale
    One of the first lessons I learned when I first started investing is the focus of this tale. A wise and successful investor taught me that investing
  • A Tale of Duty
    My father-in-law was a wise old Yankee from Massachusetts when I met him at the ripe old age of 63.

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